Film

BIBLIOGRAPHY

Cinema, which by now should mean both motion pictures for theaters and films for television, is simultaneously an art and an industry because its means of creation and its systems of distribution involve expensive technology. This has been true since the early nickelodeon days of the public viewing parlor, when five cents illuminated a 50-foot-long scene. Today’s distribution of color television into living rooms at the rate of $105,000 for a 50-second commercial only inflates the problem in terms of the costs involved and the relative quality of the product.

What effect this artistic, social, and economic phenomenon has on the cultural values of both creators and viewers is an international problem of the first magnitude, since cinema is a world-wide language that can be grasped by the illiterate as well as by the educated. Nothing less than the control of men’s minds and emotions is at stake. Since aesthetics, in this case, has become linked both with economics and with political action responsive to the uses of visual communication, cinema is the major cultural force in the second half of the twentieth century.

The relation between those who create the picture and those who pay its costs is a conflict between the front office and the sound stage as old as Michelangelo’s quarrels with the papacy, or as complex as Shakespeare’s efforts to gain the good graces of his patrons. What is unique to cinema is the degree of interdependence between artistry and finance.

The question cannot be dismissed as a matter of preference. What is art to one may indeed be an industry to another, and vice versa. The inseparability of the equation makes it difficult to evaluate. The union of film art and the picture industry is a marriage contracted in hell, lived on earth, and rewarded in heaven.

Problems of film production . A poet needs only paper and pen to be in business; a novelist has the option of adding typewriter and ribbons to these tools; a painter can start work once he has brushes, paints, and canvas; and a sculptor can fashion almost any durable material. A musician is not obliged to own or rent an orchestra to compose a symphony. But a motion picture director requires a fully equipped studio to compose a motion picture. An impoverished painter could steal hair from a cat to make a brush, but a film director will find that cameras, lenses, lights, developing tanks, and editing apparatus are relatively inexpensive compared with actors’ salaries, set construction, or shooting on location.

Cinema is the only art form solely dependent on machinery. The electronic extension of motion pictures via television is more expensive and involves more machinery. Never before in man’s artistic history has the artist been so subordinate to the means which shape his ends; and, conversely, never before has the patron or sponsor or producer been so dependent on talent for the utilization of his machinery for production, distribution, and exhibition. A camera collecting dust is not a money-making gadget, nor is a script collecting dust a motion picture that can be projected.

A writer-director in cinema is like an orchestral conductor; his script, or score, cannot be experienced without the collaboration of myriad different craftsmen employing different instruments. Ideally, they should be hired for their specific competence in dealing with a special challenge. This is a problem of correct casting of craftsmen, but under strict union regulations of seniority the writer-director is obliged to accept the run-of-the-mill worker, who is not generally inclined to support artistic adventures. Also, the number of employees allotted to an assignment has been prescribed by union rules. There are qualitative considerations aside from the quantity of workers, assistants, and collaborators. A studio may employ specialists as diverse as architects (to design sets) and experts in Zen Buddhism (to do “research”).

Since the basic concepts of a motion picture must be filtered through so many individuals before the picture reaches its final version, and since these concepts are primarily visual, the relation of the number of individuals involved to the degree of aesthetic coherence in the picture’s imagery is obviously crucial. A cinematic law might be postulated: The greater the number of collaborators in the creation of a picture, the less coherent its imagery will be.

Production problems begin with the “source,” which is either a story or a body of factual material. The source may be a novel, a play, a short story, or an “original treatment”; it may even be a social essay, a political theme, or a report on actualities. The author of the source will usually have his ideas and emotions translated into script form by other writers; the final shooting script may be prepared by yet another batch of writers, including dialogue specialists. Such has been the prevailing pattern in Hollywood’s film and television studios; the same is true of Italy, France, Yugoslavia, Hungary, Czechoslovakia, Poland, the Soviet Union, Japan, Nationalist China, and the Chinese People’s Republic. In England and Sweden the tendency has been to use an individual writer, as is the preference in independent production in the United States. In fact, the writer-director personality as a single force explains the rising quality throughout the world of the feature film. Such figures as Ing-mar Bergman, Federico Fellini, Michelangelo Antonioni, Jean-Luc Godard, François Truffaut, David Lean, Tony Richardson, Stanley Kubrick, and Sidney Lumet are directors who also serve as their own writers, in close cooperation with a scenarist.

Final decisions over script in terms of plot and story values, over casting of stars and other actors, and over the editing of the shots were made by producers or executive producers during the years of the mass production system. Thus a studio like Twentieth Century-Fox, Metro-Goldwyn-Mayer, or Warner Brothers used to program its merchandise, during the heyday of studio monopoly, by planning ten westerns, five musical comedies, a dozen social dramas (with love interest), half a dozen situation comedies, five war dramas, and a flock of Grade B thrillers. Depending on how these products sold in the market place, the program for the following year was adjusted. The producer system reigned. In the 1930s and 1940s the producer was like a lord commanding his manor, but he was also in competition with a neighboring producer under company management whose power also rose or fell according to the success of his product. Executive producers were like dukes ruling over a collection of lordly producers. Such duchy strongholds were set up at M-G-M, for example, under the supreme authority of the king, Louis B. Mayer. Industry ruled over art (Crowther 1957; Ross 1952).

For the creative talent there was no choice; Faust was compelled to sell his soul to the devil. Throughout the 1930s novelists and playwrights from the East (whose fate is perhaps epitomized by that of F. Scott Fitzgerald) accepted front office control; there was no other, since Samuel Goldwyn ran a one-man M-G-M.

Rise and fall of the independents . The celebrated case of United States v. Paramount ended the reign of the studio chiefs when the Supreme Court held that a producer cannot be an exhibitor. This bill of divorcement, known as the Anti-Block Booking Decision, separated the ownership of studios from ownership of movie theaters (Conant 1960). The principle behind the Supreme Court’s decision was the Sherman Anti-Trust Act of some seven decades earlier, a principle never before applied to the distribution of an American art form. The 1907 Patents Trust case had already broken the production monopoly held by the Edison interests, so that dozens of new producing companies were founded at that time. These were consolidated or eliminated throughout the first two decades of the century, climaxing in the monolithic studios of the 1930s and 1940s. Following the Anti-Block Booking Decision, independent production boomed, mainly through stars and directors forming their own companies. It would naturally be assumed that the liberation of talented creators from the assembly line production system would permit more audacious pictures with fresh plots and deeply delineated characterizations. Such hopes have proven hallucinatory. Although the economic base shifted in the 1950s, the cultural superstructure remained solidly attached to box office values. Men of talent had been conditioned by formula, and upon risking their own money and reputations, they played the new game in the safe style of the old one.

In the 1960s no longer does the producer represent the banker; he may be the same person. Or the actor may be his own director, and the writer his own producer. But the Muse Unchained can inspire only those who are capable of appreciating freedom and adventure. On the whole, the product of a company dominated by an actor or director cannot be distinguished from the run-of-the-mill product of a major manufacturer. The suspicion grew that Faust couldn’t deliver any more than the devil. To give the devil his due, it must be said that the banker began to suspect that the artist (actor, director, or writer—producer) was not interested so much in creating a new art as in accumulating new money.

Films and audiences in the 1960s . The artistic bankruptcy of Hollywood existed before the coming of television. There were, of course, a few good pictures made during the early 1950s, among which High Noon, Shane, On the Waterfront, and Marty were outstanding. But bad money makes more bad money—all, unfortunately, of an identical green. Major manufacturing companies took on serials for TV; the Saturday serial of silent days became nightly, national, and network. Artistic values have continued to suffer, while the major portion of many studios’ income has come from the sale or rental of previous features to television, the production of serials and features for television, and the rental of studio space and facilities to television.

Hollywood in the mid-1960s continues at an artistic low level, with an accompanying hostility toward serious pictures. Artistic initiative has shifted from Hollywood to abroad. The American motion picture audience has been fragmented, thanks to television. The fragmentation is quite similar to the division in other entertainments, such as the theater, books, and magazines. The potential market for quality pictures is at an all-time high; for instance, there are over four thousand film societies at American universities, with an attendance of over 2.5 million. Nevertheless, the old answers to the problem of quality continue in force. The “blockbuster” produced by the major studio—one thinks of Ben Hur, Spartacus, Guns of Navarone, Cleopatra—has been an old answer. Independent production, which has given us such pictures as The Bridge on the River Kwai, Anatomy of a Murder, and Lawrence of Arabia, is still an old answer.

What is new is that the fragmented audience may be as small as that of art houses or film societies, or as large as that of national circuits. Moreover, producers realize that there is less financial risk in a good low-budget film than in a good high-budget film. Lawrence of Arabia, for example, did not make the profit, in proportion to its costs, that was made by Tom Jones. In Europe, where governments frequently underwrite a portion of production costs, financing is both less complex and more easily arranged; dual producerships involving partners from different European countries assure lower costs. Among the major film-producing countries, only the United States does not in some measure subsidize film production. Also, there is greater artistic freedom in Europe, where the film is recognized as a director’s medium.

Ingmar Bergman, more than any foreign director, has demonstrated that artistic independence can collect, however modestly in his case, at box offices. Of American producer-directors, Stanley Kramer has been the most successful in proving that political subjects can also collect; his The Defiant Ones, On the Beach, Judgment at Nuremberg, and Ship of Fools all dealt with unmistakably political themes, and all made money. It is possible that successes like these may slowly be encouraging the major producers to abandon their reliance on time-worn formulas. For instance, a “sleeper” like David and Lisa—a small-budget picture with virtually unknown actors that dealt with the theme of mental illness with unusual realism—may have influenced one of the more progressive major studios to distribute Love With a Proper Stranger, in which a young girl’s love affair was treated with an absence of conventional moralizing that was quite new to the American screen. In this way even a few examples of artistic boldness may have an impact on the entire industry. At any rate, by the late 1960s the foreign director, the native producer, and the major releaser were all influencing and in turn being influenced by a more enterprising production outlook.

What was hopefully different about this outlook was a greater reliance on the individual. Stanley Kubrick was able to make Dr. Strangelove, the most independently audacious American film since Citizen Kane, because the distributor who paid for the production (Columbia) did not have script-approval rights. The result was a uniquely stylized and satirical film that could not otherwise have been made and that in certain categories achieved box office records. Carl Foreman, who enjoyed script freedom for The Victors, did a controversial picture that was more successful financially than D. W. Griffith’s masterpiece Intolerance, which had to wait several decades for its proper recognition. It is clear that the fragmented movie audience of the 1960s can be reached if the proper means are employed.

Of gods and bankers . If a signature, as John Houseman terms it, is now more possible on a film than before, then the artistic prospects appear good. In Europe, films are advertised through the name of the director as well as the stars. This emphasis on basic creative talent is beginning to receive recognition in America, but only a few directors, such as George Stevens, John Huston, and Stanley Kramer, are widely known to the public. Stanley Kubrick, Sidney Lumet, and John Frankenheimer are relatively unfamiliar except to younger, serious audiences. The clearer the director’s own contribution becomes, the more likely he is to be recognized as a factor in box office receipts and the greater the support he is likely to gain from the bankers who finance motion pictures. It is not so crucially important that the mass of people can’t tell one Ford from another, except on wheels; the gentlemen who own and control the apparatus of manufacture and distribution know who is most likely to return profits on their loans. Ingmar Bergman has rejected offers from every major American owner of the apparatus. That he was wanted makes it easier for younger directors to enter doors. Fellini’s financial success in Europe with La Dolce Vita gave him the opportunity to be his own boss in 81/2 after years of hocking his soul to Roman financiers. The artistic and financial success of 81/2 permitted Fellini to exercise his freedom with wider scope in Giulietta degli Spiriti, but not, unfortunately, with similar success. It is doubtful whether a single creative person is capable of having the

judgment to control objectively the writer as well as the director in him. Both Wall Street and the studios should take note that the single gifted individual is sufficient unto himself in any art except the film. Indeed, the varied talents of the writer-director-producer are inherently at odds with each other. Even so catholic a genius as Leonardo da Vinci would have found himself hard put to be the following (all in his own image): writer, director, producer, editor, promoter, manager of a sevenring circus, handholder, advertiser, salesman, and psychoanalyst for actors. It is excessive to expect so much, even from a cinematic god.

The writer in him will tell the director how to shoot, but the director will prevent the editor in him from trimming shots before the saturation point. Conversely, the promoter in him will cast actors or actresses who have box office appeal but are not necessarily suitable for the characters they are to portray. When all these talents work well together in one body and one mind, we have the rarest of exceptions: a work of art that is a financial success. Who can deny how different the second half of Lawrence of Arabia might have been had David Lean, a truly gifted director, been able to maintain an artistic coherence? Or—conversely —how much more gratifying Cleopatra could have been for the mass audience had an administrative intelligence controlled excesses of writing and direction.

Casting of artistry by financial authority is as important for total achievement as the casting of financial acumen by the creator. Louis B. Mayer is as dead as Erich von Stroheim, the director he defeated in the cutting room when Greed was mutilated. History is always on the side of the creator, but this is of little consolation during periods of creative struggle. Stroheim, who never had the opportunity to cast bankers, would soon be a cinematic god if he were alive in today’s market place.

Nevertheless, living gods are rare in cinema. Orson Welles was once such a demon, Federico Fellini is today in Italy, Ingmar Bergman in Sweden, and Akira Kurosawa in Japan. Perhaps the greatest of them all is Luis Bunuel, an enigmatic genius who has been making and breaking rules for forty years. No American director can be said to enjoy this stature. Those who are their own producers—John Ford, Elia Kazan, Stanley Kubrick, George Stevens, Billy Wilder, William Wyler, Fred Zinnemann—obviously produce the better American pictures. Should this trend expand through one fragmented audience into others, it could parallel the first golden age, the years of D. W. Griffith, Thomas H. Ince, Mack Sennett, Charles Chaplin, Douglas Fairbanks—when directors did their own casting of bankers. The question of for whom a picture is intended is more important now than previously, primarily because art and industry are wedded as never before. It is a different kind of liaison, a marriage made in heaven, lived in hell, and rewarded on earth.

The television monopoly . In the nonfragmented audience of television viewers, the film writer-director lives in a serfdom unparalleled in the history of creativity in America. Since television has become the center of every home and the heart of the advertising world, the financial prizes are tempting beyond imagination. Not even in the decades when Hollywood’s monetary rewards were reckoned as phenomenal has there been so much money paid out to so many people for so little talent.

Following the exposure of the rigged quiz shows, the TV networks assumed programming control in 1960. Between that year and 1966 network profits rose from about $21 million to more than $80 million. The prime time between 7:30 P.M. and 10:30 P.M. is controlled by the three networks, who produce the programs on film or tape, either directly or through affiliates or associates, and sell the time and costs to the sponsor. Thus the networks act as both producers and distributors, in violation of the Sherman Anti-Trust Act and in direct contravention of the United States v. Paramount Supreme Court ruling. Although the attorney general of the United States could go to court and win a decree that would separate television program production (90 per cent of which is on film or tape and comes out of Hollywood) from television program exhibition, no action is taken. The advertisers remain in show business and get more powerful every year, though they are, in turn, dependent on the networks for time slots and programs. The competition between advertisers for prime time strengthens the monopoly power of the networks.

Hollywood film producers of programs for sale to the networks claim, and rightly so, that they cannot get their shows on television unless they invite a network to participate in (1) a portion of the copyright ownership, meaning a share of present and future profits; (2) domestic syndication rights, which are the major profit source in booking films into local television stations; (3) foreign syndication rights, which are increasingly profitable and are cushions for future income during a producer’s dry period or his old age. “Residuals”- the profit from replays—are highly lucrative in the rebooking of such popular serials as Gunsmoke, Bonanza, I Love Lucy, and dozens more.

The box office standard of judgment for motion pictures has been replaced by the television rating systems, which estimate, with varying degrees of inaccuracy, the alleged millions viewing a given program at a given time. Although quality drama and public affairs documentaries may have audiences in the millions—larger than audiences in the past who viewed such programs in theaters or classrooms—these films are unceremoniously scuttled in favor of more shows with mass appeal. The lowest common denominator ensures the advertiser of the widest market for his sales pitch. Thus Playhouse 90 and Matinee, which provided quality entertainment and a proving ground for fresh acting, writing, and directing talent, were replaced by soap operas and quiz shows. Protest letters went unheeded; economics wrote the ticket.

The four major sources of sponsorship—the automobile, cigarette, drug, and soap industries—are in competition among themselves for prime time, and so are the companies that make up each of these industries. The packager of filmed shows for television syndication knows in advance what kind of story his writers need write, what sort of flashy, attention-arresting direction his directors should deliver, and what name stars will attract ratings. What this attitude does to the quality of programs can be seen nightly. Newton Minow’s “vast wasteland”-the term he used as chairman of the Federal Communications Commission (FCC) in describing their world to the National Association of Broadcasters—has become in a few years an expanding Sahara with an occasional oasis on a Sunday afternoon.

Proposals for federal regulation.The cultural future of film in America for the mass audience lies in the hands of the FCC, which, however, is disinclined to use the powers given it by Congress to police the abuses of both stations and networks in their violations of frequency and length of commercials and in their failure to provide the statutory proportion of public service programming. Since a third of the Congress is personally interested in commercial returns of local broadcasting stations and/or in stock ownership in broadcasting companies, there has been no effort to strengthen the spine of the FCC. The Johnson administration is known as the broadcaster’s ally in Washington.

Nonetheless, the proposals of the FCC to control and foster competition in television program production and procurement of programs should be noted for the sake of their historical interest. The proposed rules would prohibit network corporations from (1) engaging in syndication in the United States or distributing independent programs for exhibition outside the United States; (2) acquiring syndication and foreign sales rights in programs produced by other persons and licensed directly to the network corporations for exhibition; (3) acquiring rights to share in the profits from syndication and foreign sales of such programs. They would also require network corporations to divest themselves of distribution and profit-sharing rights in domestic syndication and overseas sales of which they are presently possessed.

To achieve these ends the proposed FCC rules would set a limit on undue concentration and would stimulate competition. A network could not offer a weekly evening program schedule in which more than 50 per cent of the time, or a total of 14 hours per week, whichever is greater, is occupied by programs produced by the network or in which it has acquired the first-run license from an independent producer. This stricture is exclusive of newscasts and special news programs and sustaining programs. The net result of the rule—if ever passed and rigorously administered—would be to make prime time available every evening for the exhibition of some programs in which the network corporations have no financial or proprietary interests. The market would then be broadened for the independent program producer and competition among such producers would be encouraged. The films would then reflect the program judgments not only of the network corporations but also of a large number of competitive elements who wish to reach the American people through television.

What this ruling would do for the television audience is what the Anti-Block Booking Decision did for the motion picture audience, namely, encourage the tastes of the multiple public. This would make for a more democratic atmosphere in a pluralistic society.

The aesthetics of film . The closed market place for stories and ideas has limited experiments with program content while indulging technical maneuvers to hook and hold the attention of the majority. Cinema aesthetics, catering to Nielsen ratings tastes, have emphasized excessive movements of frame and camera, excessive pacing to shots, and unrelated camera angles or compositions—all superimposed on a superficial story line and on thin characterizations. On the other hand, in the open market place of international film production for theaters, the aesthetic advances are remarkable, as seen in the color utilizations, for example, of Antonioni in Deserto Rosso and Fellini’s Giulietta degli Spiriti. Alain Resnais, Jean-Luc Godard, and François Truffaut fragment time and space in ways which enhance theme, plot, and characters.

Cinema aesthetics is being furthered through the works of such gifted artists rather than through the theories of critics, many of which are unrelated to contemporary cinema. For example, Kracauer (1960) has revealed the realistic nature of photography as a phenomenon affecting credibility; Law-son (1964) has emphasized the audio-visual nature of cinema that makes it a new art form. In contemporary cinema it is clear, as never before, to what degree movements and light affect meaning. This approach comes closer to the SMI generis possibilities of cinema, which set it apart as a language, a craft, and an art. Knowledge of these possibilities is helpful in assisting the viewer to analyze the factors affecting his reactions and his judgment. With such a “grammar of cinema” at his fingertips, he is armed to withstand the hourly assault of TV programs and the clever techniques of popular film productions. This grammar, rooted in movements and light, finds that the frame, with its composition and inner action and frame movement; the shot, with its variety of frame movements in conjunction with edited movements between shots; and the edit, with its various jugglings of time through the juxtaposition of shots, comprise what might be called the “seven faces of time” (Gessner 1965).

Unless in the second half of the 1960s the federal government of the United States moves to protect its citizens in their free access to the best in cinema, the American people will continue to be denied full participation in the most dominant art of the twentieth century. In practical terms, such protection can be achieved through breaking the TV monopolies and by offering government subsidies for production, as is already the practice in Sweden, France, Italy, and the United Kingdom. The British Broadcasting Corporation (BBC), subsidized by government funds and a tax on receiving sets, is a particularly good example for study, since it is wholly free in making creative judgments. Some of the more interesting films produced anywhere emerge under BBC sponsorship. In the United States, only the National Educational Television approximates, on a smaller scale, the BBC approach, but not with the BBC’s imaginative audacity. Sweden taxes every seat in its movie theaters to support a cinema training program for talented youth and to subsidize experimental productions not designed for box office success. These examples, it is to be hoped, might influence the eventual creation in America of a national film academy which would train and produce youthful talent, and of an audacious cinema in the tradition of the country where the art and industry were born.

ROBERT GESSNER

[See alsoCOMMUNICATION, MASS; DRAMA .]

BIBLIOGRAPHY

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